Securities Litigation Wins

Michael Bixby has achieved numerous verdicts, settlements, and judgments in excess of $1 million, including multiple record setting FINRA Arbitration Awards.


$19 Million

$19 million plus full well-managed, fees, and costs FINRA arbitration award for an investor involving Puerto Rico Closed End Funds against UBS Financial Services (the largest such arbitration award against UBS out of several thousand similar Puerto Rico bond fund claims filed),

$3.5+ Million

$3.5+ Million Judgment Against Financial Advisor and Related Company in Kessler v. Ball, Case No. 2015-CA-000813, Escambia County Circuit Court

$1.16 Million

$1.16 million plus arbitration award involving non-traded REITs and other similar products against brokerage firm Berthel Fisher and its Control Persons (as of 2022 this was the largest FINRA Arbitration customer verdict ever obtained against that brokerage firm which included attorney’s fees, costs, and punitive damages).

$1.1+ Million

$1.1+ Million Judgment on Securities Fraud Claims in Pennington v. Four Kings Club, et al. (Civ. Action No. 2014-CA-004440 – Okaloosa County Circuit Court).

$959,000

$959,000 Judgment against former Financial Advisor in Scheet, et al. v. James Young (Civ. Action No. 2016-CA-000001 – Escambia County Circuit Court)

$470,000

$470,000 Arbitration Verdict against UBS Financial Services, Inc. in Ramos, et al. v. UBS Financial, et al. (FINRA No. 14-03016)

$363,000

$363,000 Arbitration Verdict Against UBS Financial Services, Inc. in De Jesus, et al. v. UBS Financial, et al. (FINRA No. 14-02995)

Securities Fraud Wins and FINRA Arbitration Awards by Attorney Michael Bixby

$19 Million FINRA arbitration award for an investor
$3.5+ Million $3.5+ Million Judgment Against Financial Advisor
$1.16 Million FINRA Arbitration customer verdict
$1.1+ Million $1.1+ Million Judgment on Securities Fraud Claims

Client Reviews

Michael Bixby is an attorney of honor and integrity. He is a true professional in the courtroom. His commanding performance is only surpassed by his knowledge of legal procedure. Michael's counsel was invaluable from...

Sandy

Michael Bixby is a true gem. A lawyer with immense integrity and devotion to his clients. I could not be more grateful for the legal work he did for me.

Rhea

Michael Bixby was a great help in solving my attempt to recover some of my lost retirement funds. He and his Firm did a wonderful job for me and in the end made every effort to get my recovered monies available to me...

James

My wife and I contacted Michael Bixby about a matter where we felt we had been wronged by a former financial advisor resulting in significant investment losses. We had sought advice from other sources and were told that...

Tommy

I would like to thank attorney Michael Bixby for taking my case. With his team he recovered money that I considered lost to me. I pray I never have this problem again but would recommend him and his team to all.

R.S.

Michael Bixby did every thing he said he will do. He would keep you informed on everything . And on a timely basis. And he did not draw it out over a long time. I was very please with him and I would used him again.

Bobby

Thank you very much for the quality of service and dedication given to my case when you represented me. Michael Bixby and team are very responsible, organized, and efficient with great knowledge on the subject of...

Edda

My siblings and I were very happy with Michael Bixby's legal leadership in resolving our FINRA case. He did a great job explaining our case's strengths and challenges to us, and offered his guidance and expertise in ways...

Leanne

I engaged Michael Bixby to pursue an investment fraud claim. He and his staff were most courteous and helpful. They were successful in getting a timely settlement. I would not hesitate to consult them again if the need...

Robert

My claim was handled in a very professional manner. The process was explained in advance, and I was kept in the loop. My questions were answered in a timely manner. I appreciate what was done on my behalf.

Peggy

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$19 Million FINRA arbitration award for an investor
$3.5+ Million $3.5+ Million Judgment Against Financial Advisor
$1.16 Million FINRA Arbitration customer verdict
$1.1+ Million $1.1+ Million Judgment on Securities Fraud Claims
$959,000 $959,000 Judgment against former Financial Advisor
$470,000 $470,000 Arbitration Verdict against UBS